We are currently looking for a Compliance Officer in Hong Kong for our fast-growing virtual asset trading platform.
Responsibilities:
- Assist in updating policies and procedures to ensure compliance with all relevant rules and regulations;
- Participate in licensing applications for regulated virtual asset services;
- Coordinate with key internal functions to identity gaps and driving projects to close the gap, as well as drive change and develop best practices;
- Prepare CPT materials and maintain relevant records; Influences and negotiates with seniors across functions and management; may communicate with external consultants and lawyers;
- Perform compliance control and monitoring programs including but not limited to control room, AML monitoring, and trade surveillance;
- Handle other compliance matters / ad hoc matters assigned by Head of Compliance.
Requirements:
- University graduates in Law, Accounting, Finance, Business or other relevant fields
; - Sound knowledge in SFO, SFC VATP Guidelines, SFC AML/CTF Guidelines and other relevant codes and regulations;
- 2 – 5 years of relevant experience in compliance or audit, gained from sizable institutions (including investment banks, virtual asset exchanges and/or financial regulators) or professional firms (e.g. Big4 CPA)
- Strong interest in blockchain industry;
- Good communication and interpersonal skills;
- Good team-player who is self-motivated, independent, meticulous, analytical and responsible;
- Strong organizational skills and ability to multi-task and work under pressure;
- Willing and able to adapt to a fast-paced environment and assume responsibilities with a result-driven attitude;
- Creative thinker and proactive problem solver;
- A positive, “can do” attitude;
- Industry recognized financial crime/AML qualification preferred (e.g. ACAMS/ICA);
- Previous experience in dealing with regulators (e.g. SFC/HKMA) and/or external professional service providers (e.g. lawyers/consultants) is an advantage; and
- Proficiency in written and spoken English and Chinese, and Fluency in Mandarin is preferred.
